Kentucky: Department of Financial Institutions

Jewell Robbins Sentenced to 120 Days in Jail
Wednesday, July 16, 2008
Franklin County judge finds her in contempt of court order
Broker-Dealer Pleads Guilty to Criminal Intent
Friday, July 11, 2008
Michael Ray Ecton surrenders securities license
DFI Identifies Traps That Could Burn Investors
Thursday, July 03, 2008
The Department of Financial Institutions (DFI) warns investors to beware of energy-related tips, speculative real estate promotions, unsolicited invitations from new online “friends” and complex investment products that fail to offer clear disclosures of their risks and costs.
DFI Makes Motion to Hold Robbins in Contempt
Monday, June 30, 2008
The Kentucky Department of Financial Institutions today entered a motion in Franklin Circuit Court to hold Jewell Robbins in contempt of court for violation of the court’s orders of June 12, 2006, and May 10, 2007.
2007 Report Shows Growth in Financial Institutions
Monday, June 30, 2008
The Kentucky Department of Financial Institutions (DFI) today released its 2007 annual report, which shows a healthy outlook for the finance industry in Kentucky.
Bowling Green Seniors Get Information at Scam Jam
Thursday, June 19, 2008
More than 80 Bowling Green-area seniors took advantage of a free seminar on fraud awareness Wednesday at the Senior Scam Jam. While there, they learned the “red flags” of fraud and how to avoid falling victim.
Seniors Invited to Free Fraud Prevention Event in Bowling Green
Monday, June 09, 2008
Bowling Green area seniors are invited to a FREE workshop to learn how to protect themselves from investment fraud, home improvement fraud, mail fraud, predatory lending and identity theft. Participants will receive free handouts and materials. Free lunch and door prizes will be available for those who register by calling 877-926-8300.
Murray-Area Seniors Get Free Information at Scam Jam
Thursday, May 29, 2008
More than 70 Murray-area seniors took advantage of a free seminar on fraud awareness Wednesday at the Murray Senior Scam Jam.
Seniors Invited to Free Fraud Prevention Event
Monday, May 19, 2008
Seniors who live in and around Murray are invited to a FREE workshop on May 28 to learn how to protect themselves from investment fraud, home improvement fraud, mail fraud, predatory lending and identity theft. Participants will receive free handouts and materials. Free lunch and door prizes will be available for those who register by calling 877-926-8300.
OFI Hosts White Collar Crime School
Monday, May 19, 2008
Law enforcement officers, regulators from across the U.S. learn to examine, present records
Gov. Beshear Signs Mortgage Bill Into Law
Monday, April 28, 2008
Steven L. Beshear today ceremonially signed into law House Bill 552, which makes widespread changes in the state’s mortgage industry. The official signing was April 24. Unless stated otherwise in the bill, these changes take effect immediately.
Governor to Sign Mortgage Bill into Law
Friday, April 25, 2008
On Monday, Gov. Steve Beshear will sign into law House Bill 552, which makes changes in Kentucky’s mortgage industry designed to protect consumers and reduce fraud.
Foreclosure Prevention Efforts Aren't Keeping Up With Trends
Thursday, April 24, 2008
Industry measures to keep homeowners out of foreclosure are barely keeping pace with the rising rate of homeowners in trouble, according to the latest statistics collected by a group of state officials working to prevent home foreclosures.
Lexington Seniors Get Free Information at Scam Jam
Thursday, April 24, 2008
More than 110 Lexington-area seniors took advantage of a free seminar on fraud awareness Wednesday at the Lexington Senior Scam Jam. Participants learned to recognize the common “red flags” of fraud and to take steps to avoid falling victim.
Seniors Invited to Free Fraud Prevention Event
Monday, April 21, 2008
Lexington regional area seniors are invited Wednesday to a FREE workshop to learn how to protect themselves from investment fraud, home improvement fraud, mail fraud, predatory lending and identity theft. Complimentary lunch and door prizes will be available for those who register by calling 877-926-8300.
OFI Reminds Investors of Account Safeguards
Wednesday, March 26, 2008
In the wake of recent turbulence in financial markets, the Kentucky Office of Financial Institutions (OFI), today joined with national securities organizations to remind investors of the important and effective safeguards already in place to protect their brokerage account assets.
Seniors Invited to Free Fraud Prevention Event
Wednesday, March 05, 2008
Northern Kentucky area seniors are invited to a FREE workshop on Tuesday, March 18, to learn how to protect themselves from investment fraud, home improvement fraud, mail fraud, predatory lending and identity theft. Complimentary lunch and door prizes will be available for those who register by calling 877-926-8300.
OFI Highlights Fraud Prevention During America Saves Week
Friday, February 22, 2008
Kentuckians should save for the future and protect their wealth
Investor Alert: Beware of 'IRA Approved' Scams
Thursday, February 14, 2008
Scam artists use the April 15 tax deadline to promote bogus deals
Report Indicates Mortgage Servicers Should Reach Out More
Friday, February 08, 2008
OFI encourages lenders and consumers to work together to avoid foreclosure
Investor Alert: Scams Often Hide Behind the Headlines
Monday, January 28, 2008
The Kentucky Office of Financial Institutions (OFI) cautions investors not to allow recent negative economic news and stock market volatility to lead them into high-risk, speculative investments. These securities may be nothing more than fraudulent schemes hiding behind today’s headlines.

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