Search for an Entity
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Nondepository/Compliance Search |
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Search for mortgage brokers and companies, mortgage exempt, mortgage individuals, consumer and industrial loan companies, check cashers and money transmitters:
Search Page
DISCLAIMER: Please note that licenses or registrations which are denoted as "revoked," "denied" or "suspended" within the past 60 days are subject to appeal and may be in the process of being appealed.
The following OFI pages may include enforcement information that does not appear in the search:
Mortgage Enforcement Actions
Consumer Loan Enforcement Actions
Deferred Deposit and Check Cashing Enforcement Actions
Money Transmitter Enforcement Actions
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Securities Search |
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Search for a securities-related entity or person:
Search Page
DISCLAIMER: Please note that licenses or registrations which are denoted as "revoked," "denied" or "suspended" within the past 30 days are subject to appeal and may be in the process of being appealed.
The following OFI page may include enforcement information that does not appear in the search:
Securities Enforcement Actions
You may also wish to look up a securities firm or broker in the national Broker Check  by the Financial Industry Regulatory Authority.
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Depository Search |
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Search for state-regulated banks, trust companies, bank holding companies and state credit unions:
Search Page
The following OFI page may include enforcement information that does not appear in the search:
Bank and Trust Enforcement Actions
Office of Financial Institutions
1025 Capital Center Drive
Suite 200
Frankfort, KY 40601
Phone: 502-573-3390
Toll free: 800-223-2579
Fax: 502-573-0086
E-mail: kfi@ky.gov
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