| KAR # | Summary |
| 808 KAR 003:050 | This administrative regulation enables the Department of Financial Institutions to recognize the National Credit Union Administration's low-income designation of state-chartered credit unions and affirms the ability of these credit unions to avail themselves of the low-income designation benefit of accepting non-member deposits. |
| KAR Title | Filing Date | Email | Proposed Administrative Regulation | Regulatory Impact Statement | Amended MIR | Public Comment Meeting Notice |
Conduct of credit unions | 7/15/2024 | katie.adams@ky.gov; marni.gibson@ky.gov | 808 KAR 003-050 Amended Reg | 808 KAR 003-050 Impact Statement | | 808 KAR 003-050 Hearing Notice | | KAR # | Summary |
| 808 KAR 009:010 | This administrative regulation establishes requirements for licensee use of the database established pursuant to KRS 286.9-140. |
| KAR Title | Filing Date | Email | Proposed Administrative Regulation | Regulatory Impact Statement | Amended MIR | Public Comment Meeting Notice |
Deferred deposit database compliance | 8/20/2024 | gary.stephens@ky.gov; marni.gibson@ky.gov | 808 KAR 009-010 Amended Reg | 808 KAR 009-010 Impact Statement | | 808 KAR 009-010 Meeting Notice | | KAR # | Summary |
| 808 KAR 010:260 | This administrative regulation sets the examination requirements for individuals who participate in the FINRA Maintaining Qualifications Program ("FINRA MQP") pursuant to FINRA Rule 1240(c), provided the individual elects to participate in the NASAA Examination Validity Extension Program ("NASAA EVEP"). |
| KAR Title | Filing Date | Email | Proposed Administrative Regulation | Regulatory Impact Statement | Amended MIR | Public Comment Meeting Notice |
Examination requirement for individuals advising the public on securities, broker-dealers, and agents. | 4/12/2024 | gary.stephens@ky.gov; marni.gibson@ky.gov | 808 KAR 010-260 Amended Reg | 808 KAR 010-260 Impact Statements | | 808 KAR 010-260 Meeting Notice | | KAR # | Summary |
| 808 KAR 015:050 | This administrative regulation establishes the procedure by which an out-of-state trust company, without a physical location in Kentucky, may file a written notification of their intent to conduct the activities outlined in KRS 286.3-146(1) within Kentucky. |
| KAR Title | Filing Date | Email | Proposed Administrative Regulation | Regulatory Impact Statement | Amended MIR | Public Comment Meeting Notice |
Out-of-State Trust Companies Operating in Kentucky | 7/15/2024 | katie.adams@ky.gov; marni.gibson@ky.gov | 808 KAR 015-050 Proposed Admin Reg | 808 KAR 015-050 Impact Statement | 808 KAR 015-050 MIR | 808 KAR 015-050 Meeting Notice |
