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DEPARTMENT OF FINANCIAL INSTITUTIONS

Orders of the Commissioner & Other Opinions

Orders of the Commissioner & Other Opinions
2025.12.30 Guidance Regarding KRS 292.327(1)(a)   --
2025-08-14 KRS 292.411 Dollar Limitations Adjustment Order   --
2024-09-19 Student Loan Servicer Annual Assessment Fee Order   --
2021-04-27 KRS 292.411 Dollar Limitations Adjustment Order   --
2021.02.19 Accounts Closed Using Electronic Payments That Are Treated as Cash Payments   --
2020-08-12 Investment Adviser Registration Exemption - Order of the Commissioner   --
2019-10-15 Order Governing the Implementation of the NMLS for Consumer Loan Compaines   --
2019-10-15 Order Governing the Implement of NMLS for Check Cashers and Def Deposit Service Business   --
2019-06-14 Order of Commissioner-- Mortgage Underwriters and Processors   --
2018-07-23 Order Regarding Tempus Inc   --
2016-07-06 Order Repealing 4-28-10 Deferred Deposit KRS 286.9-010   --
2016-06-09 Order adopting Uniform Notice of Regulation A - Tier 2 Offering Form   --
2016-02-20 KDFI SG 2016-1 Industrial Hemp Production BSA AML Procedures   --
2013-12-03 Additional Application Requirements for Applicants with Foreign Owners   --
2013-09-05 Order of the Commissioner RE Money Transmission Receivables   --
2013-07-19 Order Governing the Implementation of the NMLS for Money Transmitters   --
2012-01-05 Order of the Commissioner RE KY MLO Exemptions - De Minimus   --
2011-08-01 SAFE Act Compliance KRS 286.8   --
2010-04-28 REPEALED Deferred Deposit KRS 286.9-010   --
2009-12-18 Surety Bond KRS 286.8   --
2008-04-02 Order Vacating Order Clarifying Definition of Investment Adviser   --
2008-02-20 Notice of Regulatory Position Regarding the Temporary Agent Transfer Process   --
2008-02-20 Notice of Regulatory Position Regarding Disclosure Statement for Insurance Agents   --
2007-09-06 NMLS Participation KRS 286.8   --
2007-01-08 Order Vacating Order Clarifying Registration Requirements   --
2006-10-12 Order In the Matter of Registration Exemption for Certain Canadian Broker-Dealers and Agents   --
2006-07-12 HUD-Exempt Compliance KRS 286.8   --
2006-02 Offering Document Guidelines   --
2006 Switch Disclosure   --
2005-12-05 Equity-Indexed Annuities   --
1998-07-13 Order Regarding the Requirement of Full Disclosure in Limited Offerings   --