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DEPARTMENT OF FINANCIAL INSTITUTIONS
Orders of the Commissioner & Other Opinions

Orders of the Commissioner & Other Opinions
2024-09-19 Student Loan Servicer Annual Assessment Fee Order    - 249K
2021-04-27 KRS 292.411 Dollar Limitations Adjustment Order    - 125K
2021.02.19 Accounts Closed Using Electronic Payments That Are Treated as Cash Payments    - 145K
2020-08-12 Investment Adviser Registration Exemption - Order of the Commissioner    - 2M
2020-06-05 Updated Non-Depository COVID Guidance    - 272K
2020-03-18 Commissioner’s Guidance for Depository Institutions – COVID-19    - 438K
2020-03-24 Commissioner's Guidance on Relief for Registrants - COVID-19    - 136K
2020-03-24 Commissioner's Guidance for Non-Depository Institutions - COVID-19    - 269K
2019-10-25 Notice of the Commissioner-- Louisa Community Bank    - 86K
2019-10-25 Commissioner's Tender of Appointment as Receiver-- Louisa Community Bank    - 75K
2019-10-15 Order Governing the Implementation of the NMLS for Consumer Loan Compaines    - 88K
2019-10-15 Order Governing the Implement of NMLS for Check Cashers and Def Deposit Service Business    - 99K
2019-06-14 Order of Commissioner-- Mortgage Underwriters and Processors    - 261K
2018-07-23 Order Regarding Tempus Inc    - 206K
2018-07-02 Notice Regarding Louisville Metro Police Officers Credit Union    - 184K
2016-07-06 Order Repealing 4-28-10 Deferred Deposit KRS 286.9-010    - 27K
2016-06-09 Order adopting Uniform Notice of Regulation A - Tier 2 Offering Form    - 277K
2016-02-20 KDFI SG 2016-1 Industrial Hemp Production BSA AML Procedures    - 102K
2013-12-03 Additional Application Requirements for Applicants with Foreign Owners    - 108K
2013-09-05 Order of the Commissioner RE Money Transmission Receivables    - 33K
2013-07-19 Order Governing the Implementation of the NMLS for Money Transmitters    - 77K
2012-01-05 Order of the Commissioner RE KY MLO Exemptions - De Minimus    - 44K
2011-08-01 SAFE Act Compliance KRS 286.8    - 74K
2010-04-28 REPEALED Deferred Deposit KRS 286.9-010    - 73K
2009-12-18 Surety Bond KRS 286.8    - 46K
2008-04-02 Order Vacating Order Clarifying Definition of Investment Adviser    - 100K
2008-02-20 Notice of Regulatory Position Regarding the Temporary Agent Transfer Process    - 62K
2008-02-20 Notice of Regulatory Position Regarding Disclosure Statement for Insurance Agents    - 60K
2007-09-06 NMLS Participation KRS 286.8    - 460K
2007-09-06 Investment Adviser Registrations Through IARD    - 364K
2007-01-08 Order Vacating Order Clarifying Registration Requirements    - 56K
2006-10-12 Order In the Matter of Registration Exemption for Certain Canadian Broker-Dealers and Agents    - 220K
2006-07-12 HUD-Exempt Compliance KRS 286.8    - 66K
2006-02 Offering Document Guidelines    - 78K
2006 Switch Disclosure    - 111K
2005-12-05 Equity-Indexed Annuities    - 66K
1998-07-13 Order Regarding the Requirement of Full Disclosure in Limited Offerings    - 378K