Depository and Non-Depository Search

Search the Department of Financial Institutions’ (DFI) database for state-regulated banks, trust companies, bank holding companies, state credit unions, mortgage brokers and companies, mortgage exempt, mortgage individuals, consumer and industrial loan companies, check cashers and money transmitters.

Search the DFI database 

DISCLAIMER: Please note that licenses and registrations that are noted as “revoked,” “denied” or “suspended” within the past 60 days are subject to appeal and may be in the appeals process.    

The following pages have enforcement information, including orders, that may not appear in the search

Mortgage Enforcement Actions

Deferred Deposit and Check Cashing Enforcement Actions

Other Enforcement Actions (Money Transmitter, Consumer Loan, Bank and Credit Union)

Mortgage Search

Check out your mortgage lender using NMLS Consumer Access.

Securities Search

• Look up a broker-dealer or agent in the national Broker Check by the Financial Industry Regulatory Authority. 
• Check out investment advisers and investment adviser representatives online using the Securities and Exchange Commission (SEC) Public Disclosure Database.
• Check out an investment offering using SEC’s EDGAR Database.

The following DFI page has enforcement information, including orders, that may not appear in the search:

Securities Enforcement Actions